Compliance Officer

Job Description

• Perform required compliance functions in coordination with and under the direction of the firm’s Chief Compliance Officer and Vice President of Compliance;
• Review advertising and marketing materials, including but not limited to promotional material, radio, podcast and television review;
• Play a lead role in building relationships with financial professionals and conduct compliance-training consultations when needed;
• Research regulations by reviewing insurance and securities rules and regulations;
• Develop, review, and maintain compliance policies, procedures, and forms;
• Prepare team analytic reports by collecting, analyzing, and summarizing information;
• Contribute to the team effort by accomplishing related results and goals as required.

EXPERIENCE * Minimum of two years of financial services industry experience;

• Insurance licensing required within 90 days. Series 7, 24, 65 or 66 a plus, but not required.
• Bachelor’s degree or equivalent combination of education and work experience;
• Strong computer skills for managing data, report creation, developing presentations, etc.; and
• Time management and the ability to handle multiple tasks in a fast-paced environment;
• Detail oriented, focused on quality in all aspects of your work;
• Thorough knowledge of life insurance and annuity products;
• Strong problem-solving and researching skills;

Details Location
Kennesaw GADate Posted
12/07/2022

Staff Financial Group