Hope Enterprise Corporation
Montgomery, AL, USA
Job Summary The Compliance Specialist will be responsible for assigned compliance activity including documentation and transaction review and simple auditing techniques. The Compliance Specialist will use independent judgment in identifying possible areas of concern. Primary and Essential Functions Review transactions for errors, omissions, and policy issues Review documentation for adherence to regulations/requirements Monitor, document, and report compliance issues Assist with the development, initiation, maintenance, and revision of policies and procedures Monitoring customer accounts and research transactions to identify suspicious activity in association with the Bank Secrecy Act (BSA), USA Patriot Act and other Anti-Money Laundering (AML) regulations Review Currency Transaction Reports (CTR) and Suspicious Activity Reports (SAR) Assist with dormant account activity monitoring and the escheatment process Provide information for audits and exams as requested Remain abreast of...